SEC prevails over absent Wells broker on Burger King trades
date:Jan 15, 2014
$5.2 million fine, plus $397,110 in ill-gotten gains and $41,622 of interest.

Prado left Wells Fargo in May 2012 for Morgan Stanley, but was terminated four months later for job abandonment when he fled the country, according to the SEC. He is now in Brazil, a person familiar with the case said.

A lawyer who has represented Prado did not immediately respond to requests for comment. Prado could not be reached. Cornelsen settled with the SEC for $5.18 million in November 2012.

Burger King is n
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